State Governments

Following are links to each state department which is responsible for securities regulation and enforcement. It
is the entrepreneurs responsibility for insuring that he/she is complying with state and federal laws and regulations.

A | C
| D | F | G
| H | I | K
| L | M | N
| O | P | R | S | T
| U | V | W

Alabama

http://www.state.al.us/

Alaska

Division of Banking, Securities and Corporations

http://www.dced.state.ak.us/bsc/secur.htm

Arizona

Corporation Commission Securities Division

http://www.ccsd.cc.state.az.us/

Arkansas

Securities Department

http://www.state.ar.us/arsec/

California

Department of Corporations, Securities Regulation Division

http://www.corp.ca.gov/srd/security.htm

Colorado

Division of Securities

http://www.dora.state.co.us/securities/

Connecticut

Department of Banking, Securities & Business Investments Division

http://www.state.ct.us/dob/pages/secdiv.htm

Delaware

Attorney General's Office, Securities Division

http://www.state.de.us/securities/index.htm

District of Columbia

Department of Insurance and Securities Regulation

http://www.disr.washingtondc.gov

Florida

Department of Banking & Finance

http://www.dbf.state.fl.us/licensing

Georgia

Office of the Secretary of State, Securities & Business Regulation Division

http://www.sos.state.ga.us/Securities/

Hawaii

Department of Commerce & Consumer Affairs

http://www.hawaii.gov/dcca/

Idaho

Department of Finance, Securities Bureau

http://www.state.id.us./finance/sec.htm

Illinois

Office of the Secretary of State, Securities Department

http://www.sos.state.il.us/departments/securities/sellsec.html

Indiana

http://www.ai.org/ai/business

Iowa

Insurance Division, Securities Bureau

http://www.iid.state.ia.us/division/securities/default.asp

Kansas

Office of the Securities Commissioner

http://www.ink.org/public/ksecom

Kentucky

Department of Financial Institutions, Division of Securities

http://www.dfi.state.ky.us/

Louisiana

Office of Financial Institutions, Securities Division

http://www.ofi.state.la.us/securit.htm

Maine

Department of Professional & Financial Regulation, Securities Division

http://www.maine.gov/portal/business/index.html

Maryland
Office of the Attorney General, Securities Division

http://www.oag.state.md.us/Securities/index.htm

Massachusetts

Secretary of the Commonwealth, Securities Division

http://www.state.ma.us/sec/sct/sctidx.htm

Michigan

Office of Financial & Insurance Services

http://www.cis.state.mi.us/ofis/sec_ex_div/home.htm

Minnesota

Department of Commerce, Division of Securities

http://www.state.mn.us/cgi-bin/portal/mn/jsp/content.do?id=-536881351&agency=Commerce

Mississippi

Secretary of State, Business Services Division, Securities

http://www.sos.state.ms.us/busserv/busserv.asp

Missouri

Office of the Secretary of State, Securities Division

http://www.missouri.gov/mo/business.html

Montana

Office of the State Auditor, Securities Division

http://www.state.mt.us/sao/

Nebraska

Department of Banking & Finance, Securities Bureau

http://www.ndbf.org/sec.htm

Nevada

Secretary of State, Securities Division

http://sos.state.nv.us/securities/

New Hampshire

Department of State

http://www.state.nh.us/sos/

New Jersey

Division of Consumer Affairs, Bureau of Securities

http://www.state.nj.us/lps/ca/bos.htm

New Mexico

Regulation & Licensing Department, Securities Division

http://www.newmexico.com/2tier/govtframe.html

New York

Office of the Attorney General, Bureau of Investor Protection and Securities

http://www.oag.state.ny.us/investors/investors.html

North Carolina

Department of the Secretary of State, Securities Division

http://www.secretary.state.nc.us/sec/

North Dakota

Securities Commission

http://www.state.nd.us/securities

Ohio

Department of Commerce, Division of Securities

http://www.securities.state.oh.us

Oklahoma

Securities Commission

http://www.securities.state.ok.us/

Oregon

Department of Consumer & Business Services

Division of Finance & Corporate Securities

http://www.cbs.state.or.us/external/dfcs href="http://www.cbs.state.or.us/external/dfcs/">/

Pennsylvania

Securities Commission

http://www.psc.state.pa.us

Rhode Island

Secretary of State, Business Regulation

http://www.dbr.state.ri.us

South Carolina

Office of the Attorney General, Securities Division

http://www.scsecurities.com/

South Dakota

Department of Commerce and Regulation, Division of Securities

http://www.sdgreatprofits.com/

Tennessee

http://www.tennesseeanytime.org/business/index.html

Texas

State Securities Board

http://www.ssb.state.tx.us href="http://www.ssb.state.tx.us/">/

Utah

Department of Commerce, Division of Securities

http://www.commerce.state.ut.us/securit/index.htm

Vermont

Department of Banking, Insurance, Securities & Health Care Administration

http://www.bishca.state.vt.us/

Virginia

State Corporation Commission, Division of Securities and Retail Franchising

http://www.state.va.us/scc/division/srf/webpages/homepage.htm

Washington

http://www.dfi.wa.gov/sd/default.htm

West Virginia

State Auditor's Office

http://www.wvauditor.com/

Wisconsin

Department of Financial Institutions, Securities & Franchising

http://www.wdfi.org/fi/securities/

Wyoming

Secretary of State, Securities Division

http://soswy.state.wy.us/securiti/securiti.htm

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